Compliance Manager – Marketplace Lending

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Company: Intuit
Location: Mountain View, CA 94041

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Overview

Intuit is on a mission to transform the way we think about our finances. Come support two of the fastest growing businesses within Intuit, QuickBooks Capital (QB Capital) and the Smart Money Team.

The QuickBooks Capital (QB Capital) team is on a mission to transform small business lending. The Capital Marketplace helps QuickBooks users unlock the power of their data to find financial products that are right for their business needs. The Intuit Smart Money Team combines the power of Mint and Turbo with personalized advice and a marketplace of targeted consumer financial products.

If you are passionate about innovation, solving tough customer challenges, and building a start-up from the ground up, then come join our team!

The Compliance Manager will report to the Head of Licensed Products Compliance for Intuit and will manage loan brokering compliance for QB Capital and the Smart Money Team.


Responsibilities

  • Create a partner quality control process to ensure brokered loans and loan products meet contractual and regulatory obligations.
  • Work with Business Development to create and oversee the process for 3rd party partner selection and ongoing oversight to ensure compliance to contractual obligations, regulation and ensure high customer satisfaction.
  • Work with the business to develop and validate loan data from 3rd party partners.
  • Identify, develop and report out on key risk indicators.
  • Partner closely with Product Management and Development teams on new product/partner offerings.
  • Work with Global Compliance and Legal to implement product updates as a result of regulatory changes.
  • Help develop policies and implement processes within QB Capital & the Smart Money Team.
  • Work with internal and external business partners to remediate findings from assessments, audits and exams.
  • Help drive the mindset that Compliance is a strategic advantage, enabling growth and customer delight.


Qualifications

  • Bachelor’s Degree with 7+ year’s professional experience, 5+ years’ experience in Compliance preferred.
  • CRCM or other professional certifications preferred.
  • Knowledge of commercial and consumer lending, including familiarity with applicable federal and state regulations, such as ECOA, FCRA, TILA, FDCPA, UDAP, GLBA/Privacy, OFAC and 3rd party vendor management.
  • Ability to understand laws/regulations/policies and execute testing based on those requirements.
  • Ability to work independently – self-starter, enthusiastic and highly motivated.
  • Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment.
  • Excellent communication, interpersonal and writing skills. Strong organizational skills and attention to detail.