- Maintains relationships with existing accounts; researches and may propose new business relationships. Accounts are of an increasing complex nature and size.
- Identifies new leads in assigned area and is responsible for developing and tracking a business plan to expand existing client relationships
- Handles settlement responsibilities
- Obtains orders for purchase and sales in assigned area of responsibility; forwards all orders to proper area for execution and ensures completion of transactions
- Develops knowledge of client needs & requirements; coordinates efforts to service client organizations
- Works closely with clients in Latin America to integrate Companyâs products into existing and prospective clientsâ investment process
- Makes sales calls & meets with clients to review outlook for assigned financial market & sectors
- Presents research services and advises clients on investment opportunities. Actively identifies cross-sales and cross-referral opportunities
- Proactively participates in the marketing of derivatives and structured products
- Proactively participates with other salespersons and traders who service accounts
- Ensures compliance monitoring is in place, including processes for management of operational risk, in accordance with HSBC and regulatory standards
- Provides management direction to foster effective selection, development and reward of subordinates (if applicable) while contributing to initiatives in support of the Company’s Diversity programs
Qualifications
- 10+ years derivatives and structured products sales experience, knowledge of specific product sales/compliance, the market and of the firmâs products and services
- Bachelor’s and Masters degree in Finance, Economics, Engineering or equivalent work-related experience
- NASD Series 7 & 63 required
- Excellent communication and interpersonal skills
- Fluent in Spanish or Portuguese
- Able to understand and manage complex and diverse instruments
EEO/AA/Minorities/Women/Disability/Veterans