JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world’s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com
Job Responsibilities:
The successful candidate should be enthusiastic, confident, and prepared to work in a challenging yet rewarding environment delivering first class solutions. Previous experience conducting regulatory examinations, compliance/operational risk testing, or internal audits of complex financial institutions is preferred. The ideal candidate will be someone who is able to:
- Research, plan and lead detailed reviews, in accordance with the CCOR M&T Program and within assigned testing timeframes
- Communicate with relevant businesses, Compliance and Operational Risk Officers, Business Control Managers, and Technology partners while conducting detailed evaluations of i) internal controls, ii) policies, iii) procedures, and iv) processes that mitigate risks and reasonably ensure adherence to applicable regulations, legal obligations, and business requirements (policies/procedures)
- Identify potential or actual weaknesses in controls, processes, and procedures
- Interpret risk assessment results and develop appropriate methodologies and approaches to review business related activities
- Partner with M&T teams in the regions to ensure global testing consistency and promote adherence to testing standards
- Prepare clear and organized testing workpapers to document and support work performed and conclusions reached
- Document information relating to testing reviews completed, issues identified, outstanding action plans and progress against plan
- Organize systems data and subsequently analyze it with the aim of drawing effective conclusions to support the testing work
- Write test reports that effectively communicate testing objectives, processes, methodologies, and results to senior management, business control managers, and other relevant functions
- Follow-up on statuses of identified issues until effectively remediated
- Participate in special projects to enhance CCOR M&T processes and practices
Qualifications:
- Five or more years of relevant compliance/operational risk testing, regulatory, examination, or internal audit experience.
- Experience within a top tier U.S. financial services firm is a plus
- Bachelor degree required
- Understanding of control frameworks and risk assessment analyses
- Experienced business writer with proven ability to review and edit testersâ written test related documents and ensure clear and concise descriptions of reviews and conclusions
- Robust analytical and investigative and problem solving skills
- Flexible to changing business priorities and ability to multitask in a constantly changing environment
- Ability to work independently and collaboratively within a team environment
- Ability to manage multiple assignments simultaneously with minimal supervision
- Strong interpersonal, communication, and organizational skills
- Ability to interact with all levels of personnel within the corporate framework
- Knowledge of Microsoft Word, Excel and PowerPoint; experience with Visio preferred
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